Trading surveillance office
3 Dec 2019 Andreas Mitschke will become Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and the derivatives exchange 3 Dec 2019 Deutsche Börse Group announced the replacement of Michael Zollweg, the Head of the Trading Surveillance Office (TSO) - Andreas Mitschke. Nasdaq (SMARTS) Trade Surveillance for automated capture and monitoring of Real-time, cross-asset solution for front-office monitoring of trading activities Decryptex trade surveillance software with a case management tool to help identify items of interest and non-compliant trading and investment activity. Comprehensive and asset class agnostic trade surveillance and market abuse monitoring solution for Financial Services. 21 Sep 2019 As head of trading surveillance department, Zollweg was in charge of trading surveillance office of two major subsidiaries of Deutsche Borse 27 May 2019 If we think trade abuse and market manipulation is generally passé and that Most FIs front-office trade surveillance dashboard solutions are
27 May 2019 If we think trade abuse and market manipulation is generally passé and that Most FIs front-office trade surveillance dashboard solutions are
The Trade Surveillance Office - or HÜSt for short - with direct contact to the market monitors the price fixing and thus ensures orderly trading. 31 Jan 2018 Market surveillance is the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Market 15 Oct 2019 In response to the new regulatory stress on surveillance, trading firms' front-office operations are being forced to adopt more proactive We pioneer futures trading software, infrastructure and data solutions for the most Utilize machine learning for trade surveillance and compliance. Learn More. Complete IP Surveillance solutions for main stream corporates and municipalities . 30 Brookend Close. Unit 4 Brookend Office Park. Sunningdale. 4051
The SURVEIL-X Holistic Trade Compliance platform analyzes and correlates all trade related data: Comprehensive surveillance coverage for all regulatory
31 Jul 2013 Not surprisingly, compliance initiatives within affected firms have likewise moved from the back office to center stage--the front office--while 27 Jun 2019 After 13 years spent on the various trading floors of GNI Ltd, Fimat and 30 years in the City, Steve has also held back office and middle office
15 Oct 2019 In response to the new regulatory stress on surveillance, trading firms' front-office operations are being forced to adopt more proactive
31 Jan 2018 Market surveillance is the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Market 15 Oct 2019 In response to the new regulatory stress on surveillance, trading firms' front-office operations are being forced to adopt more proactive We pioneer futures trading software, infrastructure and data solutions for the most Utilize machine learning for trade surveillance and compliance. Learn More. Complete IP Surveillance solutions for main stream corporates and municipalities . 30 Brookend Close. Unit 4 Brookend Office Park. Sunningdale. 4051 28 Jun 2013 Trade surveillance is commonly understood to encompass process and technology that detect trading rule violations. Financial markets have Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be
Nasdaq Riga and Nasdaq Tallinn have established surveillance committees to handle Lauris Liepa – COBALT Law Office, Partner and Attorney-at-Law.
Exchange solutions, back office management systems, to front end trading tools. Home. surveillance. The STT Market Surveillance Solution is a product which STT has developed to collect, store and present all exchange data required for a comprehensive Market Surveillance solution. Market surveillance is the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Market surveillance helps to ensure orderly markets, where Learn how to reduce exposure can from breaches in market manipulation, insider trading, suitability, MAR, MNPI, conflicts of interest, and fund mandate rules. Trade Surveillance Software - Know Your Transactions, KYT Michael Zollweg, Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and Eurex Germany, will leave this public position at the end of 2019 at his own request. Zollweg held this position for 20 years and leaves Deutsche Börse AG on the best of terms. The lawyer will continue to be available to the company as a consultant in the area of trading surveillance until the Andreas Mitschke will take over as Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and the derivatives exchange Eurex as of 1 January 2020. He succeeds Michael Zollweg, who will leave this public position after 20 years (announced in September).Mitschke has been working for TSO since 2000. He started as an analyst monitoring trading at Eurex, before specialising Michael Zollweg, Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and Eurex Germany, will leave this public position at the end of 2019 at his own request. Zollweg held this position for 20 years and leaves Deutsche Börse AG on the best of terms. The lawyer will continue to be available to the company as a consultant in the area of trading surveillance until the The Trading Surveillance Office (TSO) is an independent supervisory body of the exchange in the meaning of section 7 of the German Exchange Act, and part of Market Surveillance. It supervises exchange trading, exchange business settlement and, in particular, price determination in the Cash Market (Frankfurter Wertpapierbörse (FWB®, the
9 Nov 2015 Trading : Surveillance tools : Frances Faulds is making front office traders adopt a more proactive approach to their surveillance obligations. Surveillance Grid is designed to proactively detect these anomalies and potential Monitor across all surveillance channels, including trade, audio and other number OC303675 and its registered office at 1 New Street Square, London 20 Jan 2020 Liaison with CMS COO Office (London) on CMS reporting (MI, KPI, KRI…). Active participation in the Global Data Management Governance Surveillance department monitors trading activities in the stock exchanges to limit and prevent any kind of market misconduct such as illegal short selling, insider JPMorgan Chase & Co. has a career opportunity for a Trade Surveillance Analytics Compliance, Legal, and within the Corporate Administrative Office. You'll